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Navigating Your Financial Future

We are a team of Independent Financial Advisors, founded on the core principles of maintaining a well diversified portfolio for the long term investor.

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Our Process

Our Process

By considering your unique financial situation, we can help manage your investments and plan for your future with our personal financial planning process. We welcome you to contact us for a complimentary WebEx introduction meeting.

We Are Dedicated To Your Financial Success

We Are Dedicated To Your Financial Success

Our customized plans seek to grow, preserve, and conserve our clients’ wealth by delivering a professional level of personalized service and expertise.

Scott Gutman

Scott I. Gutman, CFP®

Financial Advisor

Bill Wahl

Bill Wahl

Financial Strategist

Brian Dorflinger

Brian Dorflinger

Financial Advisor

Patrick McCrindle

Patrick A. McCrindle,  Jr.

Financial Advisor

Ralph Giraud

Ralph Giraud

Business Development Specialist

Laura Yamamoto

Laura Yamamoto

Marketing Manager


"I started investing with Scott in 2007 when I was 58 years old. He has always been helpful and reassuring through the ups and downs of the financial markets."

- Barbara D.

This statement is a testimonial by a client of the financial professional as of 12/02/2022. The client has not been paid or received any other compensation for making these statements. As a result, the client does not receive any material incentives or benefits for providing the testimonial.


"Scott Gutman has been my financial advisor for over ten years now. In all the time we have worked together, Scott has always been 1,000% engaged in the relationship and has tailored the planning to fit my specific needs and life circumstances. He has seen me through various financial planning situations and adjustments, including inheritance issues, marriage, and planning for my child. He and his staff have always been responsive, accommodating, and helpful throughout our communications. With Scott helping navigate these waters, I feel confident I am doing all I can to prepare for the future."

- Nicole C.

This statement is a testimonial by a client of the financial professional as of 11/29/2022. The client has not been paid or received any other compensation for making these statements. As a result, the client does not receive any material incentives or benefits for providing the testimonial.


"Scott is one of the main reasons we were able to retire ahead of schedule"

- Julie and Charles B.

This statement is a testimonial by a client of the financial professional as of 11/23/2022. The client has not been paid or received any other compensation for making these statements. As a result, the client does not receive any material incentives or benefits for providing the testimonial.

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